Wednesday, September 9, 2015

An Autobiography by R.G. Collingwood


After reading Collingwood's Autobiography, I started and am in the midst of James Hillman’s The Soul’s Code: In Search of Character about Hillman’s acorn theory of individuals. (To be reviewed after I finish it.) One of the first items he considers in his review of biographical material from a variety of individuals is this quote from Collingwood’s An Autobiography.
My father had plenty of books, and … one day when I was eight years old curiosity moved me to take down a little black book lettered on its spine “Kant’s Theory of Ethics.” … as I began reading it, my small form wedged between the bookcase and the table, I was attacked by a strange succession of emotions. First came an intense excitement. I felt that things of the highest importance were being said about matters of the utmost urgency: things which at all costs I must understand. Then, with a wave of indignation, came the discovery that I could not understand them. Disgraceful to confess, here was a book whose words were English and whose sentences were grammatical, but whose meaning baffled me. Then, third and last, came the strangest emotion of all. I felt that the contents of this book, although I could not understand it, were somehow my business: a matter personal to myself, or rather to some future self of my own.… there was no desire in it; I did not, in any natural sense of the word, “want” to master the Kantian ethics when I should be old enough; but I felt as if a veil had been lifted and my destiny revealed. There came upon me by degrees, after this, a sense of being burdened with a task whose nature I could not define except by saying, “I must think.” What I was to think about I did not know; and when, obeying this command, I fell silent and absent-minded.

Hillman, James (2013-02-06). The Soul's Code: In Search of Character and Calling (Kindle Locations 270-280). Random House Publishing Group. Kindle Edition, quoting Collingwood, An Autobiography, 3-4
Image result for R.G. Collingwood imagesHillman uses this quote to illustrate his contention that each of has a daimon or genius to which we are called. But it serves as well to locate the subject of the autobiography and the path he will take. This nerdy, precocious, and rather quiet child became a man who looks as if he could have been a chartered accountant during the inter-war period, or at best, a model for Hercule Poirot.  (You'd know that Poirot isn't at all a demeaning model if you read The Idea of History.) But Collingwood's appearance belies his high-voltage thinking. Collingwood was, by his own admission, a lone wolf even as he rose to the prominence of an endowed chair in philosophy at Oxford. He had no fellow combatants as he challenged the linguistic and analytic philosophers that ruled British philosophy in this time, men like Moore, Russell, Ryle, and Wittgenstein (early version), and their acolytes. And, as Collingwood laments in his book, although his thinking is quite different from the British Idealists who preceded him, he did not fit into the idealist tent either. But because he’d rejected the contemporary realist camp (which taught him in pre-WWI Oxford), having tried it and found it wanting, he was therefore dubbed an ‘Idealist’ and shunted aside by the unknowing. One of the interesting aspects of this book, which is really a history—would Collingwood approve of my use of the word ‘history’ here?—of Collingwood’s intellectual development. He writes very respectfully and without any personal venom (Russell perhaps excepted) about forbearers and contemporaries of all stripes, and then he cuts them to intellectual ribbons. This unassuming appearing man wielded an intellectual switchblade.
What makes this book compelling is not just the intellectual firepower, the incisive prose, or the pithy aphorisms, but the fact that this was a man on fire. He was on fire with profound new ideas. And he was on fire because he knew that death was chasing him, threatening to cut him down before he made his ideas as widely knownas they should be. The history of this book tells us a good deal. It was “written at top speed in the late summer of 1938” according to biographer Fred Inglis. (Inglis, Fred (2009-07-06). History Man: The Life of R. G. Collingwood (p. 217). Princeton University Press. Kindle Edition.) Collingwood had already suffered minor strokes, and he’d realized that he was headed to an early death, which he suffered in January 1943, just short of his fifty-fourth birthday. Collingwood wanted to get his ideas out, and he disliked the idea of leaving the problems of publication to an executor, as he notes in his Autobiography. In fact, Collingwood’s best-known work, The Idea of History, was published posthumously under the direction of his literary executor, his former student T.M. Knox. This effort proved problematic, as Collingwood suspected it would. Some of Knox’s choices are hard to defend now, including his undervaluation of Collingwood’s late works, like An Autobiography and The New Leviathan.
Under these time constraints, Collingwood also wanted to make sure that he contributed to the struggle in the wider world, especially against fascism. As his autobiography makes clear, Collingwood wanted not only to think about the world and history, he wanted to change the world and the way that we consider and use history. While some of his ideas about the nature of fascism seem dated, and his failure to address the ravages of totalitarian communism seems naïve or negligent, the reader does perceive that this is someone who knows that the world has gone badly awry. He is deeply critical of some fellow philosophers, many of whom spin theories more and more abstracted from the outside world. He also lays into the politicians that created the Treaty of Versailles that made such a mess of the post-war world. When this seemingly mild-mannered, mild-looking man looks askance at a person or practice, he can take on the visage of a fire-breathing dragon.
If you’re a Collingwood fan, or you simply want to read more about how one man saw the world and philosophy from about 1910 to 1938 and how he grew within that period, then this is an excellent book. And if you want to see an A+ philosopher at work, one who bucked the trends and got a great deal right, then this book is for you.
As I intend to write more about Collingwood in the future, I won’t write more here, but I’ll share a selection of quotes from his book. There’s so much here to ponder: applaud, question, and build upon, but that’s for a later time. Read a bit here and there, and I think that you’ll get a sense of this underappreciated man. 
All quotes from of Collingwood, R. G. An Autobiography. Read Books Ltd. Kindle Edition. Following each quote is its Kindle location:

[The natural sciences have a history of their own, and . . . the doctrines they teach on any given subject, at any given time, have been reached not by some discoverer penetrating to the truth after ages of error, but by the gradual modification of doctrines previously held; and will at some future date, unless thinking stops, be themselves no less modified.  64
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Here I was only rediscovering for myself, in the practice of historical research, principles which Bacon and Descartes had stated, three hundred years earlier, in connexion [sic] with the natural sciences. Each of them had said very plainly that knowledge comes only by answering questions, and that these questions must be the right questions and asked in the right order. And I had often read the works in which they said it; but I did not understand them until I had found the same thing out for myself. 321
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The questioning activity, as I called it, was not an activity of achieving compresence with, or apprehension of, something; it was not preliminary to the act of knowing; it was one half (the other half being answering the question) of an act which in its totality was knowing. 335
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I therefore taught my pupils, more by example than by precept, that they must never accept any criticism of anybody’s philosophy which they might hear or read without satisfying themselves by first-hand study that this was the philosophy he actually expounded; that they must always defer any criticism of their own until they were absolutely sure they understood the text they were criticizing; and that if the postponement was sine die it did not greatly matter. 343
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My plan was to concentrate on the question, ‘What is Aristotle saying and what does he mean by it?’ and to forgo, however alluring it might be, the further question ‘Is it true?’ 351
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My work in archaeology, as I have said, impressed upon me the importance of the ‘questioning activity’ in knowledge: and this made it impossible for me to rest contented with the intuitionist theory of knowledge favoured by the ‘realists’. 381

They were the classical expressions of a principle in logic which I found it necessary to restate: the principle that a body of knowledge consists not of ‘propositions’, ‘statements’, ‘judgements’, or whatever name logicians use in order to designate assertive acts of thought (or what in those acts is asserted: for ‘knowledge’ means both the activity of knowing and what is known), but of these together with the questions they are meant to answer; and that a logic in which the answers are attended to and the questions neglected is a false logic. 386
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I began by observing that you cannot find out what a man means by simply studying his spoken or written statements, even though he has spoken or written with perfect command of language and perfectly truthful intention. In order to find out his meaning you must also know what the question was (a question in his own mind, and presumed by him to be in yours) to which the thing he has said or written was meant as an answer. It must be understood that question and answer, as I conceived them, were strictly correlative. 396

The current logic maintained that two propositions might, simply as propositions, contradict one another, and that by examining them simply as propositions you could find out whether they did so or not. This I denied. If you cannot tell what a proposition means unless you know what question it is meant to answer, you will mistake its meaning if you make a mistake about that question.  414

No two propositions, I saw, can contradict one another unless they are answers to the same question. 417
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Meaning, agreement and contradiction, truth and falsehood, none of these belonged to propositions in their own right, propositions by themselves; they belonged only to propositions as the answers to questions: each proposition answering a question strictly correlative to itself. 421
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There have always been people who saw that the true ‘unit of thought’ was not the proposition but something more complex in which the proposition served as answer to a question. Not only Bacon and Descartes, but Plato and Kant, come to mind as examples. When Plato described thinking as a ‘dialogue of the soul with itself’, he meant (as we know from his own dialogues) that it was a process of question and answer, and that of these two elements the primacy belongs to the questioning activity, the Socrates within us.  435
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For a logic of propositions I wanted to substitute what I called a logic of question and answer. It seemed to me that truth, if that meant the kind of thing which I was accustomed to pursue in my ordinary work as a philosopher or historian—truth in the sense in which a philosophical theory or an historical narrative is called true, which seemed to me the proper sense of the word—was something that belonged not to any single proposition, nor even, as the coherence-theorists maintained, to a complex of propositions taken together; but to a complex consisting of questions and answers. 456
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By ‘right’ I do not mean ‘true’. The ‘right’ answer to a question is the answer which enables us to get ahead with the process of questioning and answering. 465
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What is ordinarily meant when a proposition is called ‘true’, I thought, was this: (a) the proposition belongs to a question-and-answer complex which as a whole is ‘true’ in the proper sense of the word; (b) within this complex it is an answer to a certain question; (c) the question is what we ordinarily call a sensible or intelligent question, not a silly one, or in my terminology it ‘arises’; (d) the proposition is the ‘right’ answer to that question. 472
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[T]he question ‘To what question did So-and-so intend this proposition for an answer?’ is an historical question, and therefore cannot be settled except by historical methods. When So-and-so wrote in a distant past, it is generally a very difficult one, because writers (at any rate good writers) always write for their contemporaries, and in particular for those who are ‘likely to be interested’, which means those who are already asking the question to which an answer is being offered; and consequently a writer very seldom explains what the question is that he is trying to answer. Later on, when he has become a ‘classic’ and his contemporaries are all long dead, the question has been forgotten; especially if the answer he gave was generally acknowledged to be the right answer; for in that case people stopped asking the question, and began asking the question that next arose. 484
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For example, metaphysicians have been heard to say ‘the world is both one and many’; and critics have not been wanting who were stupid enough to accuse them of contradicting themselves, on the abstractly logical ground that ‘the world is one’ and ‘the world is many’ are mutually contradictory propositions. A great deal of the popular dislike of metaphysics is based on grounds of this sort, and is ultimately due to critics who, as we say, did not know what the men they criticized were talking about; that is, did not know what questions their talk was intended to answer; but, with the ordinary malevolence of the idle against the industrious, the ignorant against the learned, the fool against the wise man, wished to have it believed that they were talking nonsense.  498
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 [P]hilosophy, from the days of Socrates down to our own lifetime, had been regarded as an attempt to think out more clearly the issues involved in conduct, for the sake of acting better. 571
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[I urged my students to take] this subject [moral philosophy] seriously, because whether you understand it or not will make a difference to your whole lives’. The ‘realist’, on the contrary, said to his pupils, ‘If it interests you to study this, do so; but don’t think it will be of any use to you. Remember the great principle of realism, that nothing is affected by being known. That is as true of human action as of anything else. Moral philosophy is only the theory of moral action: it can’t therefore make any difference to the practice of moral action. People can act just as morally without it as with it. I stand here as a moral philosopher; I will try to tell you what acting morally is, but don’t expect me to tell you how to do it.’ 582
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The inference which any pupil could draw for himself [from the realists] was that for guidance in the problems of life, since one must not seek it from thinkers or from thinking, from ideals or from principles, one must look to people who were not thinkers (but fools), to processes that were not thinking (but passion), to aims that were not ideals (but caprices), and to rules that were not principles (but rules of expediency). If the realists had wanted to train up a generation of Englishmen and Englishwomen expressly as the potential dupes of every adventurer in morals or politics, commerce or religion, who should appeal to their emotions and promise them private gains which he neither could procure them nor even meant to procure them, no better way of doing it could have been discovered. 590
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The school of [T.H.] Green had taught that philosophy was not a preserve for professional philosophers, but every one’s business; and the pupils of this school had gradually formed a block of opinion in the country whose members, though not professional philosophers, were interested in the subject, regarded it as important, and did not feel themselves debarred by their amateur status from expressing their own opinions about it. As these men died, no one took their place; and by about 1920 I found myself asking, ‘Why is it that nowadays no Oxford man, unless he is either about 70 years old or else a teacher of philosophy at Oxford or elsewhere, regards philosophy as anything but a futile parlour game?’ The answer was not difficult to find, and was confirmed by the fact that the ‘realists’, unlike the school of Green, did think philosophy a preserve for professional philosophers, and were loud in their contempt of philosophical utterances by historians, natural scientists, theologians, and other amateurs. 607
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They [the realists] were proud to have excogitated a philosophy so pure from the sordid taint of utility that they could lay their hands on their hearts and say it was no use at all; a philosophy so scientific that no one whose life was not a life of pure research could appreciate it, and so abstruse that only a whole-time student, and a very clever man at that, could understand it. They were quite resigned to the contempt of fools and amateurs. If anybody differed from them on these points, it could only be because his intellect was weak or his motives bad.  617
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In logic I am a revolutionary; and like other revolutionaries I can thank God for the reactionaries. They clarify the issue. 634
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So far as my philosophical ideas were concerned, I was now cut off not only from the ‘realist’ school to which most of my colleagues belonged, but from every other school of thought in England, I might almost say in the world. 637
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Viva voce [discussing]  philosophy is an excellent thing as between tutor and pupil; it may be valuable as between two intimate friends; it is tolerable as between a few friends who know each other very well; but in all these cases its only value is to make one party acquainted with the views of the other. Where it becomes argument, directed to refutation and conviction, it is useless, for (in my long experience, at least) no one has ever been convinced by it. Where it becomes general discussion it is an outrage. One of the company reads a paper, and the rest discuss it with a fluency directly proportional to their ignorance. To shine on such occasions one should have a rather obtuse, insensitive mind and a ready tongue. Whatever may be true of parrots, philosophers who cannot talk probably think the more, and those who think a lot certainly talk the less. 647
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 [A]ccording to my own ‘logic of question and answer’, a philosopher’s doctrines are his answers to certain questions he has asked himself, and no one who does not understand what the questions are can hope to understand the doctrines. The same logic committed me to the view that any one can understand any philosopher’s doctrines if he can grasp the questions which they are intended to answer. Those questions need not be his own; they may belong to a thought-complex very different from any that is spontaneously going on in his own mind; but this ought not to prevent him from understanding them and judging whether the persons interested in them are answering them rightly or wrongly. 658
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I found it not only a delightful task, but a magnificent exercise, to follow the work of contemporary philosophers whose views differed widely from my own, to write essays developing their positions and applying them to topics they had not dealt with, to reconstruct their problems in my own mind, and to study, often with the liveliest admiration, the way in which they had tried to solve them. This power of enjoying and admiring the work of other philosophers, no matter how widely their philosophies differed from mine, was not always pleasing to my colleagues. 680
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History did not mean knowing what events followed what. It meant getting inside other people’s heads, looking at their situation through their eyes, and thinking for yourself whether the way in which they tackled it was the right way. 693
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‘[R]ealists’ thought that the problems with which philosophy is concerned were unchanging. They thought that Plato, Aristotle, the Epicureans, the Stoics, the Schoolmen, the Cartesians, &c., had all asked themselves the same set of questions, and had given different answers to them. 699
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Plato’s πóλις and Hobbes’s absolutist State are related by a traceable historical process, whereby one has turned into the other; any one who ignores that process, denies the difference between them, and argues that where Plato’s political theory contradicts Hobbes’s one of them must be wrong, is saying the thing that is not. 741
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[T]he history of political theory is not the history of different answers given to one and the same question, but the history of a problem more or less constantly changing, whose solution was changing with it. 744
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[M]etaphysics (as its very name might show, though people still use the word as if it had been ‘paraphysics’) is no futile attempt at knowing what lies beyond the limits of experience, but is primarily at any given time an attempt to discover what the people of that time believe about the world’s general nature; such beliefs being the presuppositions of all their ‘physics’, that is, their inquiries into its detail.

. . . . Secondarily, it is the attempt to discover the corresponding presuppositions of other peoples and other times, and to follow the historical process by which one set of presuppositions has turned into another. 782-786
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[T]he beliefs whose history the metaphysician has to study are not answers to questions but only presuppositions of questions, and therefore the distinction between what is true and what is false does not apply to them, but only the distinction between what is presupposed and what is not presupposed. . . . [the] presupposition of one question may be the answer to another question. The beliefs which a metaphysician tries to study and codify are presuppositions of the questions asked by natural scientists, but are not answers to any questions at all. This might be expressed by calling them ‘absolute’ presuppositions. 791-793
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[T]he alleged distinction between the historical question and the philosophical must be false, because it presupposes the permanence of philosophical problems.  817

For me, then, there were not two separate sets of questions to be asked, one historical and one philosophical, about a given passage in a given philosophical author.  
There was one set only, historical. 851-852
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[Supposed criticisms of a philosopher] taught me a second [lesson], namely, ‘reconstruct the problem’; or, ‘never think you understand any statement made by a philosopher until you have decided, with the utmost possible accuracy, what the question is to which he means it for an answer’.  882
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For in the history of philosophy, as in every other kind, nothing capable of being learnt by heart, nothing capable of being memorized, is history.  894
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Nature was no longer a Sphinx asking man riddles; it was man that did the asking, and Nature, now, that he put to the torture until she gave him the answer to his questions. 926
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[The] chief business of twentieth-century philosophy is to reckon with twentieth-century history. 934
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 [I] had learnt by first-hand experience that history is not an affair of scissors and paste, but is much more like Bacon’s notion of science. The historian has to decide exactly what it is that he wants to know; and if there is no authority to tell him, as in fact (one learns in time) there never is, he has to find a piece of land or something that has got the answer hidden in it, and get the answer out by fair means or foul.  959
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In this sense, knowledge advances by proceeding not ‘from the known to the unknown’, but from the ‘unknown’ to the ‘known’. Obscure subjects, by forcing us to think harder and more systematically, sharpen our wits and thus enable us to dispel the fog of prejudice and superstition in which our minds are often wrapped when we think about what is familiar to us. 1014
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[It] was a commonplace, though a concealed one, that all ‘scientific’ knowledge in this way involves an historical element; and it was clear to me that any philosopher who offered a theory of ‘scientific method’, without being in a position to offer a theory of historical method, was defrauding his public by supporting his world on an elephant and hoping that nobody would ask what kept the elephant up. 1024
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[It] seemed to me as nearly certain as anything in the future could be, that historical thought, whose constantly increasing importance had been one of the most striking features of the nineteenth century, would increase in importance far more rapidly during the twentieth; and that we might very well be standing on the threshold of an age in which history would be as important for the world as natural science had been between 1600 and 1900. 1031
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A war [WWI] had just ended in which the destruction of life, the annihilation of property, and the disappointment of hopes for a peaceable and well-ordered international society, had surpassed all previous standards. What was worse, the intensity of the struggle seemed to have undermined, as if by the sheer force of the explosives it consumed, the moral energies of all the combatants; so that (I write as one who during the latter part of the war was employed in preparations for the peace conference) a war of unprecedented ferocity closed in a peace-settlement of unprecedented folly, in which statesmanship, even purely selfish statesmanship, was overwhelmed by the meanest and most idiotic passions. We had been warned some time ago, by Norman Angell, that in modern war there would be no victors in the sense that no party could be enriched by it; but we now learned that in another sense too there were no victors: no party whose morale rose superior to it; no group of statesmen who, by the end of it, had not become a mob of imbeciles, capable only of throwing away all the opportunities their soldiers had won them. 1044
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The War was an unprecedented triumph for natural science. Bacon had promised that knowledge would be power, and power it was: power to destroy the bodies and souls of men more rapidly than had ever been done by human agency before. This triumph paved the way to other triumphs: improvements in transport, in sanitation, in surgery, medicine, and psychiatry, in commerce and industry, and, above all, in preparations for the next war. 1052
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It happened because a situation got out of hand. As it went on, the situation got more and more out of hand. When the peace treaty was signed, it was more out of hand than ever. 1057
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The contrast between the success of modern European minds in controlling almost any situation in which the elements are physical bodies and the forces physical forces, and their inability to control situations in which the elements are human beings and the forces mental forces, left an indelible mark on the memory of every one who was concerned in it. 1059
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[F]or sheer ineptitude the Versailles treaty surpassed previous treaties as much as for sheer technical excellence the equipment of twentieth-century armies surpassed those of previous armies. 1062
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[It] seemed almost as if man’s power to control ‘Nature’ had been increasing pari passu with a decrease in his power to control human affairs. . . .  [I]t was a plain fact that the gigantic increase since about 1600 in his power to control Nature had not been accompanied by a corresponding increase, or anything like it, in his power to control human situations. 1063-1065
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Not only would any failure to control human affairs result in more and more widespread destruction as natural science added triumph to triumph, but the consequences would tend more and more to the destruction of whatever was good and reasonable in the civilized world; for the evil would always begin using the engines of destruction before the good, the fool always before the wise man. I seemed to see the reign of natural science, within no very long time, converting Europe into a wilderness of Yahoos. 1068
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 [A]ny attempt to bring ethics within the field of psychology (and attempts of that kind had been made often enough), or to do the same with politics, would necessarily and always result in failure. 1093
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Was it possible that men should come to a better understanding of human affairs by studying history? Was history the thing which in future might play a part in civilized life analogous to that of natural science in the past? Obviously not, if history was only a scissors-and-paste affair. 1115
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[An] historian cannot answer questions about the past unless he has evidence about it. His evidence, if he ‘has’ it, must be something existing here and now in his present world. If there were a past event which had left no trace of any kind in the present world, it would be a past event for which now there was no evidence, and nobody—no historian; I say nothing of other, perhaps more highly gifted, persons—could know anything about it.  1124
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In general terms, the modern historian can study the Middle Ages, in the way in which he actually does study them, only because they are not dead. By that I mean not that their writings and so forth are still in existence as material objects, but that their ways of thinking are still in existence as ways in which people still think. The survival need not be continuous.  1135
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By about 1920 this was my first principle of a philosophy of history: that the past which an historian studies is not a dead past, but a past which in some sense is still living in the present. 1138
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[H]istory is concerned not with ‘events’ but with ‘processes’; that ‘processes’ are things which do not begin and end but turn into one another; and that if a process P1 turns into a process P2, there is no dividing line at which P1 stops and P2 begins; P1 never stops, it goes on in the changed form P2, and P2 never begins, it has previously been going on in the earlier form P1. 1139
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There are in history no beginnings and no endings. History books begin and end, but the events they describe do not.  1143
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The old pragmatic idea of history was futile because its idea of history was the scissors-and-paste idea in which the past is a dead past, and knowing about it means only knowing what the authorities say about it. And that knowledge is useless as a guide to action; because, since history never exactly repeats itself, the problem before me now is never sufficiently like the problem described by my authorities to justify me in repeating the solution which then succeeded, or avoiding that which then failed. 1165
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[S]uppose the past lives on in the present; suppose, though incapsulated in it, and at first sight hidden beneath the present’s contradictory and more prominent features, it is still alive and active; then the historian may very well be related to the non-historian as the trained woodsman is to the ignorant traveller. 1169
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The historian’s business is to reveal the less obvious features hidden from a careless eye in the present situation. What history can bring to moral and political life is a trained eye for the situation in which one has to act.  1173
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[I]f ready-made rules for dealing with situations of specific types are what you want, natural science is the kind of thing which can provide them. The reason why the civilization of 1600–1900, based upon natural science, found bankruptcy staring it in the face was because, in its passion for ready-made rules, it had neglected to develop that kind of insight which alone could tell it what rules to apply, not in a situation of a specific type, but in the situation in which it actually found itself. It was precisely because history offered us something altogether different from rules, namely insight, that it could afford us the help we needed in diagnosing our moral and political problems.  1182
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[T]here are situations which, for one reason or another, can be handled without appeal to any ready-made rules at all, so long as you have insight into them. All you need in such cases is to see what the situation is, and you can then extemporize a way of dealing with it which will prove satisfactory. 1189
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When I speak of action, I shall be referring to that kind of action in which the agent does what he does not because he is in a certain situation, but because he knows or believes himself to be in a certain situation. 1192
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I shall not be referring to any kind of action which arises as a mere response to stimuli which the situation may contain, or as the mere effect of the agent’s nature or disposition or temporary state. And when I speak of action according to rule, I shall be referring to that kind of action in which the agent, knowing or believing that there is a certain rule, applicable to the situation in which he knows or believes himself to be, decides to act in accordance with it. . . .  I shall not be referring to any kind of action in which the agent, though actually obeying a rule, is unaware that he is doing so. 1194; 1197Top of Form

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Rules of conduct kept action at a low potential, because they involved a certain blindness to the realities of the situation. If action was to be raised to a higher potential, the agent must open his eyes wider and see more clearly the situation in which he was acting. If the function of history was to inform people about the past, where the past was understood as a dead past, it could do very little towards helping them to act; but if its function was to inform them about the present, in so far as the past, its ostensible subject-matter, was incapsulated in the present and constituted a part of it not at once obvious to the untrained eye, then history stood in the closest possible relation to practical life. 1237
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[Chapter title] HISTORY AS THE SELF-KNOWLEDGE OF MIND 1248
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History and pseudo-history alike consisted of narratives: but in history these were narratives of purposive activity, and the evidence for them consisted of relics they had left behind (books or potsherds, the principle was the same) which became evidence precisely to the extent to which the historian conceived them in terms of purpose, that is, understood what they were for; in pseudo-history there is no conception of purpose, there are only relics of various kinds, differing among themselves in such ways that they have to be interpreted as relics of different pasts which can be arranged on a time-scale. 1276
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 ‘[A]ll history is the history of thought.’ You are thinking historically, I meant, when you say about anything, ‘I see what the person who made this (wrote this, used this, designed this, &c.) was thinking.’ Until you can say that, you may be trying to think historically but you are not succeeding. And there is nothing else except thought that can be the object of historical knowledge.  1281
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Political history is the history of political thought: not ‘political theory’, but the thought which occupies the mind of a man engaged in political work: the formation of a policy, the planning of means to execute it, the attempt to carry it into effect, the discovery that others are hostile to it, the devising of ways to overcome their hostility, and so forth. 1284
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Consider how the historian describes a famous speech. He does not concern himself with any sensuous elements in it such as the pitch of the statesman’s voice, the hardness of the benches, the deafness of the old gentleman in the third row: he concentrates his attention on what the man was trying to say (the thought, that is, expressed in his words) and how his audience received it (the thoughts in their minds, and how these conditioned the impact upon them of the statesman’s thought). 1286
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On what conditions was it possible to know the history of a thought? First, the thought must be expressed: either in what we call language, or in one of the many other forms of expressive activity. 1292
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Secondly, the historian must be able to think over again for himself the thought whose expression he is trying to interpret.  1295
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I will not offer to help a reader who replies, ‘ah, you are making it easy for yourself by taking an example where history really is the history of thought; you couldn’t explain the history of a battle or a political campaign in that way.’ I could, and so could you, Reader, if you tried. 1302
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This gave me a second proposition: ‘historical knowledge is the re-enactment in the historian’s mind of the thought whose history he is studying.’ 1305
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 ‘Historical knowledge is the re-enactment of a past thought in-capsulated in a context of present thoughts which, by contradicting it, confine it to a plane different from theirs.’ 1328
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Every historical problem ultimately arises out of ‘real’ life.1331
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In the kind of history that I am thinking of, the kind I have been practising all my life, historical problems arise out of practical problems. We study history in order to see more clearly into the situation in which we are called upon to act. Hence the plane on which, ultimately, all problems arise is the plane of ‘real’ life: that to which they are referred for their solution is history. 1333
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In knowing that somebody else thought it, he knows that he himself is able to think it. And finding out what he is able to do is finding out what kind of a man he is. If he is able to understand, by rethinking them, the thoughts of a great many different kinds of people, it follows that he must be a great many kinds of man. He must be, in fact, a microcosm of all the history he can know. Thus his own self-knowledge is at the same time his knowledge of the world of human affairs. 1338
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[T]he question that had haunted me ever since the War. How could we construct a science of human affairs, so to call it, from which men could learn to deal with human situations as skillfully [sic] as natural science had taught them to deal with situations in the world of Nature? . . . . [The] answer was now clear and certain. The science of human affairs was history. 1342;1344

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[T]he revolution in historical method which had superseded scissors-and-paste history by what I called history proper had swept away these sham sciences and had brought into existence a genuine, actual, visibly and rapidly progressing form of knowledge which now for the first time was putting man in a position to obey the oracular precept ‘know thyself’, and to reap the benefits that only such obedience could confer. 1353
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[A] second principle was that, since history proper is the history of thought, there are no mere ‘events’ in history: what is miscalled an ‘event’ is really an action, and expresses some thought (intention, purpose) of its agent; the historian’s business is therefore to identify this thought. 1478
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[The] third principle was that no historical problem should be studied without studying what I called its second-order history; that is, the history of historical thought about it. 1526
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Just as philosophical criticism resolved itself into the history of philosophy, so historical criticism resolved itself into the history of history. 1533
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[N]o historian is entitled to draw cheques in his own favour on evidence that he does not possess, however lively his hopes that it may hereafter be discovered. He must argue from the evidence he has, or stop arguing. 1600
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If you want to know why a certain kind of thing happened in a certain kind of case, you must begin by asking, ‘What did you expect?’ You must consider what the normal development is in cases of that kind. Only then, if the thing that happened in this case was exceptional, should you try to explain it by appeal to exceptional conditions. 1618
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[The] opposite of this dogma seemed to me not only a truth, but a truth which, for the sake of his integrity and efficacy as a moral agent in the wider sense of that term, ought to be familiar to every human being: namely, that in his capacity as a moral, political, or economic agent he lives not in a world of ‘hard facts’ to which ‘thoughts’ make no difference, but in a world of ‘thoughts’; that if you change the moral, political, and economic ‘theories’ generally accepted by the society in which he lives, you change the character of his world; and that if you change his own ‘theories’ you change his relation to that world; so that in either case you change the ways in which he acts. 1698
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It could be admitted that the way in which a man acts, in so far as he is a moral, political, economic agent, is not independent of the way in which he thinks of the situation in which he finds himself. . . .   If knowledge as to the facts of one’s situation is called historical knowledge, historical knowledge is necessary to action. But it could still be argued that philosophical thinking, which has to do with timeless ‘universals’, is not necessary. 1704-1706
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My notion was that one and the same action, which as action pure and simple was a ‘moral’ action, was also a ‘political’ action as action relative to a rule, and at the same time an ‘economic’ action as means to an end. . . . There were, I held, no merely moral actions, no merely political actions, and no merely economic actions. Every action was moral, political, and economic. 1715; 1720-1721

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The rapprochement between theory and practice was equally incomplete. I no longer thought of them as mutually independent: I saw that the relation between them was one of intimate and mutual dependence, thought depending upon what the thinker learned by experience in action, action depending upon how he thought of himself and the world; I knew very well, too, that scientific, historical, or philosophical thinking depended quite as much on ‘moral’ qualities as on ‘intellectual’ ones, and that ‘moral’ difficulties were to be overcome not by ‘moral’ force alone but by clear thinking. 1728
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I did not see that my attempted reconstruction of moral philosophy would remain incomplete so long as my habits were based on the vulgar division of men into thinkers and men of action. 1733
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My philosophy and my habits were thus in conflict; I lived as if I disbelieved my own philosophy, and philosophized as if I had not been the professional thinker that in fact I was. My wife used to tell me so; and I used to be a good deal annoyed. 1742
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The whole system [electoral democracy], however, would break down if a majority of the electorate should become either ill informed on public questions or corrupt in their attitude towards them: by which I mean, capable of adopting towards them a policy directed not to the good of the nation as a whole, but to the good of their own class or section or of themselves. 1786
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Then came the Daily Mail, the first English newspaper for which the word ‘news’ lost its old meaning of facts which a reader ought to know if he was to vote intelligently, and acquired the new meaning of facts, or fictions, which it might amuse him to read. By reading such a paper, he was no longer teaching himself to vote. He was teaching himself not to vote; for he was teaching himself to think of ‘the news’ not as the situation in which he was to act, but as a mere spectacle for idle moments. 1791
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I know that Fascism means the end of clear thinking and the triumph of irrationalism. I know that all my life I have been engaged unawares in a political struggle, fighting against these things in the dark. Henceforth I shall fight in the daylight. 1926

Thursday, September 3, 2015

R.G. Collingwood: Words of Wisdom

If we want to abolish capitalism or war, and in doing so not only destroy them but to bring into existence something better, we must begin by understanding them: seeing what the problems are which our economic or international system succeeds in solving, and how the solution of these is related to other problems which it fails to solve. This understanding of the system we set out to supersede is a thing which we must retain throughout the work of superseding it, as a knowledge of the past conditioning our creation of the future. It may be impossible to do this; our hatred of the thing we are destroying may prevent us from understanding it, and we may love it so much that we cannot destroy it unless we are blinded by such hatred. But if that is so, there will once more, as so often in the past, be change but no progress; we shall have lost our hold on one group of problems in our anxiety to solve the next. And we ought by now to realize that no kindly law of nature will save us from the fruits of our ignorance.

R. G. Collingwood
The Idea of History (334)

Some brief comments: 

These words were written in the 1930's, thus references to "capitalism and war" seems an obvious choice among systems to supersede. But do not mistake the references a naivete on either topic. Collingwood can probably best be described as a classical--but not uncritical--liberal in politics and economics. His opposition to fascism and Nazism is forcibly argued in his book The New Leviathan

I find this quote especially applicable to the greatest issue of our time: the political response to climate change, both amelioration and adaptation (we've blown past prevention). Knowing how we've come to this point is indispensable for judging how we should act and what courses we should pursue.

By the way, this is but one part of a paragraph of a brilliant book. 

Tuesday, September 1, 2015

The Force of Character: And the Lasting Life by James Hillman

I’ve recently sang the praises of James Hillman in my review of Kinds of Power, so I won’t repeat that here. This book deals another big topic: aging. Like power, we sometimes wish it would go away and we try to ignore it. But remember: only the lucky get to age.

Hillman looks at aging through his unique lens, paying heed to the literal but focusing upon the figurative—the images of aging. And as he often does, he provides us with a fresh perspective on this age-old topic. In the end, it may not make you happy about aging, but you’ll realize that it has its benefits, prerogatives, and even some blessings.  

Without further fanfare, and in the style of Brain Pickings, below is an array of quotes with comments that should provide you with opportunities for reflection and a taste of the book.

It is not old age as such, but the abandonment of character that dooms later years to ugliness. We can’t imagine aging’s beauty because we look only through the eyes of physiology. As Aristotle said, “The soul’s beauty is harder to see than beauty of the body.” 
Hillman, James (2012-11-07). The Force of Character: And the Lasting Life (Kindle Locations 558-560). Random House Publishing Group. Kindle Edition.

The further back you can reach in imagination, the more extended you become. 
Id. 743-744

This, I think, is the value of history: it extends our thinking, ourselves, back in time; imagination extends us forward in time. But because of its reality, history provides the more secure anchor.

Her character must consist in several characters—“ partial personalities,” as psychology calls these figures who stir your impulses and enter your dreams, figures who would dare what you would not, who push and pull you off the beaten track, whose truth breaks through after a carafe of wine in a strange town. Character is characters; our nature is a plural complexity, a multiphasic polysemous weave, a bundle, a tangle, a sleeve. That’s why we need a long old age: to ravel out the snarls and set things straight. 
Id. 819-822

Hillman established archetypal psychology, a descendant of Jung's project, with an emphasis on images and “polytheism”. This view highlights the multiplicity of reality, including the multiplicities in us and outside of us.

Access to character comes through the study of images, not the examination of morals. 
Id. 847-848

This is why the idea of character is so needed in a culture: It nourishes imagination. Without the idea we have no perplexing, comprehensive, and long-lasting framework to ponder; instead we have mere collections of people whose quirks have no depth, whose images have no resonance, and who are distinguishable only in terms of collective categories: occupation, age, gender, religion, nationality, income, IQ, diagnosis. 
Id. 921-926

Old is one of the deepest sources of pleasure humans know. Part of the misery of disasters like floods and fires is the irrecoverable loss of the old, just as one of the causes of suburban subdivision depression— and aging and death— is the similar loss of the old, exchanged for a brand-new house and yard. 
Id. 959-961

As the owner and occupant of a house for a quarter of a century  that approached its centenary by the time we sold it, and now as the first occupant of a new apartment, I can attest to the difference, even as we’ve tried to old this apartment.

Time is not only destructive; it toughens as well as weakens. Time lasts; it keeps on going and going and going and therefore is no enemy of age or of old. But time is indeed destructive to youth, which it eats away and finally stops dead. So when we hear of the corruption caused by time, we are listening to youth speaking, not age. 
Id. 1031-1033
 Certainly you know of someone that you'd describe as a "tough old bird". 

In old age, interest shifts from information to intelligence. By this I mean that information brings news, while intelligence searches it for insight. 
Id. 1164-1165

You just have to hope that the insight doesn’t come too late.

The words describing our approach will change: instead of “explanation,” “understanding”; instead of “new studies,” “old texts”; instead of “improvement,” “necessity”; instead of “health,” “soul”; instead of “experiment” and “statistic,” “philosophy”; instead of “information,” “intelligence,” “insight,” and “vision”; and instead of “empowerment” and “entitlement,” “idiosyncrasy,” “passion,” and “folly”. 
Id. 1235-1240

I don’t believe that Hillman is a scientific Luddite—not at all—but he perceives the limits of our scientific worldview. Where most of the culture followed Descartes, Hillman hearkens us back to the alternate path pointed out by Vico (among others).

All human evil comes from this, man’s inability to sit still in a room.
Pascal 
Id. 1477-1478

Dry souls are wisest and best.
Heraclitus
 Id. 1514-1515

“It seems, as one becomes older, / That the past has another pattern, and ceases to be a mere sequence,” wrote T. S. Eliot. Four Quartets, which meditates on time, age, and memory, goes on to say, “We had the experience but missed the meaning, / And approach to the meaning restores the experience / In a different form, beyond any meaning.” 
Id. 1602-1606

Anyone quoting and appreciating Pascal, Heraclitus, and Eliot is on the right track.

The willful amnesia afflicting the sciences in general contrasts sharply with the importance given to memory by the humanities. Literature, philosophy, politics, and the visual arts, including photography and filmmaking, feed on memory. Practitioners of the humanities need memory to deepen and refine their thinking. 
Id. 1630-1632

St. Augustine (via Hannah Arendt): Sedis anima est in memoria (The seat of the mind [soul] is in the memory.) Science deludes and cripples itself when operates without an appreciation of history. It lacks depth.

Memory is always first of all imagination, secondarily qualified by time. 
Id. 1645

All the while we are losing acuity, we are intensifying Yeats’s “fantastical eye.” We can spin out from one wild strawberry a whole northern summer, from one tasty tea cake a vast French novel. 
Id. 2033-2035
 Robert Butler, the eminent researcher of old age, makes this telling point about heightened aesthetics in last years: “The elemental things in life— children, plants, nature, human touching (physical and emotional), color, shape— may assume greater significance as people sort out the more important from the less important.” Importance does not result from sensation only, or from simplicity. If it did, we would still prefer sugary childhood candies and the salty goo of fast-food pizza to the subtleties concocted by multistarred chefs. “Importance,” which Alfred North Whitehead placed among the first principles for understanding all human endeavors, governs our choices among values. “Importance is derived from the immanence of infinitude in the finite.”
 Id. 2068-2073
 
Contrition redeems no faults. It is wholly an inward act, relieving guilt to the past by reliving guilt for the past, an appeasement of ghosts. It is not the past that is tempered by contrition, but the gnawing guilt about it. 
Id. 2198-2200

I like the way my favorite philosopher, Plotinus, makes the contrast, because his metaphysical speculations are more psychological. Plotinus says that “the forward path is characteristic of the body”; “the body tend[ s] toward the straight line.” The soul, however, moves in circles. It circles “towards itself, the movement of self-concentrated awareness, of intellection, of the living of its life, reaching to all things so that nothing shall lie outside of it, nothing anywhere but [is] within its scope.” Because of these different kinds of movements, the soul “restrains” the body’s forwardness, says Plotinus. 
Id. 2244-2249

I think that this Plotinus/Hillman insight quite accurate. In my thoughts and interests, I seem to keep circling around something, something that I can’t quite make out, but which acts with a gravitational attraction.

As our bodies shrivel, we become our faces. Feet, hams, arms, and shoulders lose their shapeliness, while the face gains distinction, even beauty. The old naked body is unsightly, yet its naked face is a subject for long contemplation. 
Id.2410-2412
Image result for Image: rembrandt self-portrait
Exhibit A: Rembrandt self-portrait

Have you ever contemplated a late Rembrandt self-portrait?

“After a certain age,” said Proust, “the more one becomes oneself, the more obvious one’s family traits become.” Owning our own faces = becoming more individualized = owning our ancestry. 
Id. 2518-2519

As I’ve aged I’ve often experienced a shock of recognition the mirror. In my youth I looked a lot like my maternal grandfather in his youth, but now I glimpse myself and see more of my father in his old age. How strange and yet revealing.

To be left. This possibility haunts any intimate union, especially the close friendships that marriages often become. 
Id. 2648-2649

Yes.

I think the true agenda of the old is the agenda of the left: more fairness and less profit; more restoration and less development; community care, not more prescriptions; restoration of nature, not more harvesting from it; less wrangling over Medicare and more genuine nursing; more public transportation, fewer private enclaves; investment in schools to teach the young, not prisons that let them languish; more friendliness with people rather than user-friendly electronics; and peace, not guns. 
Id. 2694-2697
I long ago turned away from my Republican youth. And now I  have less patience with all types of nonsense. Fear drives so much of what we do and believe. Fear of loss of guns –fear of impotency? Fear of taking risks—“Iran might cheat”. Fear of changing the system even a little. Fear of reality—"climate change is irrelevant”—Republican flavor-of-the-week presidential candidate Ben Carson. How dreary!

In [character’s] place a bevy of substitutes appeared: the will, the individual, the subject, the personality, the ego. Each is a way of speaking about a characterless, unified subjective agent. This Objective Observer is what we believe to be our center of consciousness. The substitutes for character come empty. They are deliberately abstract, whereas the old idea of character presented rich and recognizable traits, a crowd of qualities. 
Id. 2760-2763

The one death that has caused so much death in the past century is the death of character. — The corpse invites an autopsy. It is hard, however, to isolate a single cause of death. 
Id. 2775-2777
This is a mighty tall statement, but one that demands careful investigation. If found true, it demands serious change. 

Current deficiencies of character, both as an idea and in behavior, result from epistemology, the study of how we know. If the character of the knower is irrelevant to knowing, or even interferes with truest knowing, then character does not belong within philosophy’s purview. Then knowledge and the methods of gaining knowledge can proceed unhampered by the character of the knower and by issues of value that are inescapably implied by the idea of character. Result: knowledge without value; valueless knowledge, which is euphemistically dubbed “objectivity.” 
Id. 2795-2799

To know the world “out there,” philosophy constructed a knowing subject “in here.” As the world was conceived to be, ultimately, a characterless abstraction of space, time, and motion, so the knower had to be equally transcendent and objectified, that is, shorn of characteristics. The method of knowing the world had to be purified; otherwise our human observations would be all-too-human, qualified by individual subjectivity, merely anecdotal, therefore unreliable, therefore untrue. The ideal human as knower of truth must be a vacant mirror of purified consciousness. 
Id. 2803-2807

Compare the last two quotes with the John Lukacs’s essay “Putting Man Before Descartes” and OwenBarfield's idea of “participation”. I think that all three thinkers are on the same (correct) page.

Adjectives and adverbs are the actual forces at work in perceiving the world and in our behavior. Our speech would return to a correspondence with the world, which does not show a sheer unqualified cloud, a shrub, a mouse, but each cloud shaped, still or moving, related to the land below and to other clouds; each shrub a species and one of a kind; that particular mouse doing its thing in its singular way. Language would be creatively imagined to equal the imagination of the creation. 
Id. 2839-2842

But Stephen King and writing software like Hemingway counsel us to junk the adverbs! Perhaps this is an instance of the (borrowed) injunction: “When you meet the Rule on the road, slay him!” Or perhaps it shows the value of knowing the history of expression. Compare the richness of language and images in Dante and Shakespeare to most contemporary authors, even knowledgeable ones like King. P.S. Brain Pickings shares a piece by Stephen King--using adverbs! 

“The most salient characteristic of most of the languages of the North American Indians is the care they take to express concrete details which our languages leave understood or unexpressed.” 
Id. 2856-2857

This thought is beautifully displayed by meditations on American Indian language contained in Robert Pirsig’s Lila: An Inquiry into Morals.

In keeping with a characteristically American priority— judgment before curiosity— we still declare a phenomenon good or bad before we become interested in it. This shelters our innocence from deeper engagement. 
Id. 2917-2919

American Innocence! When will our nation moved beyond adolescence? Not soon enough, I fear. The current election process (vastly extended out from a real election) does not bode well for maturity.

“Grandmothers empowered the human species to become the planet’s dominant animal,” writes Theodore Roszak in his exposition of the “grandmother hypothesis.”  They also carry cultural knowledge.
Id. 3090-3092

Amen. 

Thursday, August 27, 2015

How Adam Smith Can Change Your Life by Russ Roberts

First, an apologia. I haven’t completed reading Adam Smith’s The Theory of the Moral Sentiments. I’m reminded of this when I log into goodreads and it inquires about how I’m progressing. (It’s annoying. "I know, I know.") Right now, it’s on the backburner. But it’s not there because it’s not worthwhile (it is), nor because it’s poorly written (it’s not), but because, as Roberts mentions, it’s written in 18th century prose that—for all its beauty—can prove challenging to those of us living in the Age of Twitter. 

In addition to all of that, Smith’s Theory of the Moral Sentiments is only one of many of the Great Books that I haven’t completed. I read a lot, but sometimes it seems like climbing an endless mountain. One must cast aside so many worthy candidates to delve into one. If I’m reading The Theory of the Moral Sentiments, I’m not reading Smith’s more famous An Inquiry into the Nature and Causes of the Wealth of Nations.

All of this brings me to an important point: secondary works, commentaries that riff off the original, provide a valuable service when we can’t manage a complete St. John’s-style—original texts only—reading diet. Is reading a commentary as good as delving into the original? No. But it’s better than no exposure at all. It reminds me of going to the Uffizi Gallery in Florence this summer. I did the audio tour, skipping careful examination of many great works, but with limited time—the ultimate scarce resource—it was the way to go. Thus, with secondary works (more than Cliff Notes, of course) you can follow someone like Roberts as he explores Smith’s work. The quality of the guide can vary. But it’s clear that Roberts has put in the time to qualify as our docent.

So why Adam Smith’s Theory of the Moral Sentiments and why via Russ Roberts? First, Smith.

A sketch of Adam Smith facing to the right
Smith without sunglasses, not in profile
Most recognize Smith as the intellectual father of modern economics via The Wealth of Nations. The “invisible hand” and all that. But The Wealth of Nations was just one end of the spectrum for Smith. His first and last book (in that he revised it up to near the time of his death) is Moral Sentiments. At appears that Smith considered this the more important of the two books. Moral Sentiments deals foremost with our life in face-to-face social circles and how we interact with one another through emotions (“sentiments”). The Wealth of Nations, at the other end, deals more with markets, those places where strangers (at least initially) come together to “truck, barter & exchange”. These insights make Smith one of the founders not just of modern economics, but also of modern social theory that deals with more than just markets.

Russ Roberts, The EconTalker
The other reason that I listened to this book was Russ Roberts. I’ve listened to many episodes of EconTalk that Roberts hosts, and I enjoy it very much. Roberts is a Chicago-trained economist who knows his econ, but he’s also a gracious and inquiring interviewer (his podcast consists of guest interviews). Roberts does a good job, even with guests with whom he disagrees. Not afraid to raise a point of contention, he’s also willing to hear the answer. He provides thoughtful conversation, not entertainment (if you can call people talking past one another entertaining). I sometimes disagree with Roberts, such as on the usefulness of government action (its flaws notwithstanding), on the ability of civil society along to deal appropriately with the mega-institutions of contemporary global capitalism, and on the wisdom and efficacy of sensible Keynesianism*. But I have a strong sense that if we sat down for a chat about politics and economics, we’d both benefit from the conversation, finding more points of agreement than disagreement. Disagreeing without being disagreeable. It’s refreshing.

As to the book itself, it’s a reflection on Smith’s insights into human nature and sociability. Roberts puts Smith’s insights into contemporary contexts and idioms. Smith, despite his bachelor life, developed some terrific insights into how society worked, how people work (their sentiments, emotions), and how people interact. In fact, along with his friend Hume and other members of the Scottish Enlightenment, Smith helped develop theories of sociability and morality that deserve greater consideration. (For the influence of the Scottish Enlightenment on Jefferson’s Declaration of Independence, read Garry Wills’s Inventing America. These Scots, more than Locke, provided the intellectual foundations of Jefferson’s thought.) Smith was not an ideologue of individualism—far from it. Instead, he always located the individual within his or her interactions with others. Roberts explores these themes, teasing out their contemporary manifestations and applications. It’s a well-written, entertaining, and enlightening introduction to this neglected aspect of Smith’s work.

My guilt at not having read Moral Sentiments is assuaged by the fact that Roberts, well into a career as an econ professor, admits to having read the work only relatively recently. And now with his book, Roberts has helped take a bit more of my sting of shame away.

Postscript: I listened to this book instead of having read it. It was on my reading list (such a long list and still growing!), but serendipity struck by way of a sale offer on Audible. Listening works well for this book, but I have to say that despite the fine reading, I was disappointed not to have Roberts reading it. After having listened to so many of his podcasts, and with his relaxed manner—not as folksy as Garrison Keillor—but still with an inviting air, it would have been good to have Roberts read it. But as it was, I simply substituted his voice in my head as I listened.

*For a fun example of Roberts’s fairness, watch the brilliant videos of Keynes and Hayek that (among other things) poke fun at the perpetual sense of inferiority that Hayek and Hayekians feel about Keynes, Hayek’s Nobel notwithstanding.

(That is what’s going on, right?) 

Monday, August 17, 2015

Fat Chance by Dr. Robert Lustig, M.D.



Few topics are as fraught with controversy as diet. Everyone has one (whether recognized as such or
not), and most everyone has a high degree of confidence that their chosen diet is The Right One. However, most everyone knows that we’re suffering from a pandemic of obesity that continues to grow (literally) and that threatens to shorten life expectancy in the next generation. If you don’t trust statistics about this burgeoning problem, then fly around the world and see for yourself. At airports, it’s easy to spot people likely to be Americans: we’re No. 1—in waist girth and fat fannies. And to make matters worse, the rest of the world is catching up quickly. While most Indians and Chinese remain slender, the younger and wealthier among them are getting bigger and puffier, including more and more kids.

So what do we do about it? We can safely say that we don’t lack for advice. Diet and health books and articles abound. And they all seem to contradict one another. From vegan to Primal/Paleo, from low-fat to low-carb, from Pritikin to Ornish to Atkins we’ve been told, “This is the true path”. We’ve seen villains come and go: fat, salt, meat, carbs—just about everything edible will either kills us or save us. (Which is probably true, but that’s diving to a really deep level.) So what’s a person to do? Keep inquiring.

I’ve been reading books of fitness and nutrition for a long time. I’ve always been interested in how the human body works, how to improve performance, and I aspire to die young when I’m old. Thus, I’ve tried diet experiments of all sorts, including a stint as a vegetarian and fasting. The vegetarian thing was too boring to continue (I love a good steak), but occasional fasting remains a part of my repertoire, albeit not used enough. I’ve read John Robbins of Healthy at 100 (vegan-ish), Colin Campbell of The China Study (meat is the culprit), and Pritikin and Ornish pieces (very low fat—fat bad). I’ve also read in the Paleo/Primal world of Art De Vany and Mark Sisson (among others), and I’ve read Gary Taubes (Good Calories, Bad Calories), who comes down close to the Paleo/Primal perspective. (Taubes's perspective comes mostly from scientific studies for the last two centuries and anthropologic data more than from an evolutionary viewpoint.) I’ve also learned from bio-hacker Dave Asprey (The Bulletproof Diet) and Dr. Peter Atilla, an N=1 student of a ketogenic diet.

I don’t follow any one lead strictly, although the Paleo/Primal, and lower-carb perspectives guide my current train of thought and practice (with some grains and some dairy—who’s perfect?). And I live in China, home of rice and of wheat noodles. Yet, for some reason, I couldn’t resist reading Lustig’s book, although I feared it would only add to my uncertainty and create a risk of dietary nihilism. 

I’m happy to report that I’m glad I read the book and that as a result, I’ve altered my diet. 

Dr. Lustig. Note the cup.
Some may recognize Lustig’s name for his viral YouTube video, "Sugar: The Bitter Truth". (Viral by health and diet standards, anyway. We’re talking 5,856,147 viewings; we’re not talking “Gangnam Style” (239,582,696 viewings) or “What Does the Fox Say?” (537,697,900 viewings) —priorities, right?) Or perhaps you’ve seen or heard about his “60 Minutes” interview. But now he’s written a book, and it’s the most comprehensive look at the obesity epidemic that I’ve seen or could imagine.  

Let me warn you if you’re going to read this book: it covers everything from biochemistry to public policy—and rightly so, because it’s all a part of the understanding the challenge of rampant obesity. So brush off your Krebs cycle cobwebs and put on your political scientist hat to read this. Just kidding! Don’t panic. Dr. Lustig, aiming at a general audience, doesn’t presume you know the process of the Krebs cycle or that you have your degree in biochemistry. He explains it all very well for the lay person. Ditto with the public policy. It’s a matter of clear conceptual thinking and understanding the incentives, and he does just as well in this field as he does with the biochemistry and endocrinology.

In making the rounds with Dr. Lustig, the first thing that you learn is that a calorie is not just a calorie, something that I’d learned earlier from Gary Taubes’s brilliant Good Calories, Bad Calories. A gram of protein, of fat, or of carbohydrate is not just a measure of energy (calorie), but a complex chemical that serves as a signal to the body. In other words, the body responds differently to fats than to proteins than to carbs. Put simply, based on evolution and the uncertain and often sparse food environment in which humans evolved, we developed the capability to store sugars (as in fruit) as fat when it exceeded our immediate energy needs. Insulin, which regulates sugars, prompts the body to store excess sugars as fat. Essential for survival in the wild. A killer in the convenience store. 

The other key biochemical and physiological fact is that fructose (the sweetness in any sugar) is a potential problem. It’s found in any fruit off the vine or tree, honey, processed cane sugar (table sugar), high-fructose corn syrup, and every other natural sweetener. As Dr. Lustig writes: “Finally, we come to the Voldemort of the dietary hit list: the sweet molecule in sugar. If it’s sweet, and it’s caloric, it’s fructose.” Lustig, Robert H. (2012-12-27). Fat Chance: Beating the Odds Against Sugar, Processed Food, Obesity, and Disease (p. 100). Penguin Publishing Group. Kindle Edition. And what’s so bad about fructose? When we consume fructose, especially in large quantities as we are wont to do today, and it isn’t needed right away for energy, it's stored as fat (via insulin, the fat-storage hormone). The more sugar we eat, the more fat we create. (Starches, glucose without fructose, do something similar, but as Lustig puts it, starches will make you fat, but they won’t make you sick.) 

Here’s where a difficult problem that has long perplexed me (and I imagine others) becomes resolved. As I mentioned above, there are all sorts of diets, including some that have survived the test of time (i.e., not just fads) that seem to contract one another, but they have one common trait. Lustig decodes the dietary Rosetta Stone: 

Can low-fat and low-carb diets both be right? Or both wrong? What do the Atkins diet (protein and fat), the Ornish diet (vegetables and whole grains), and the traditional Japanese diet (carbohydrate and protein) have in common? On the surface they seem to be diametrically opposite. But they all have one thing in common: they restrict sugar. Every successful diet in history restricts sugar. Sugar is, bar none, the most successful food additive known to man. When the food industry adds it for “palatability,” we buy more. And because it’s cheap, some version of sugar appears in virtually every processed foodstuff now manufactured in the world. Sugar, and specifically fructose, is the Lex Luthor of this story.
Id. 117-118

By the way, if you thinking “Oh, damn! No fruit?” you’re like me. But Lustig points out that fruit—real fruit—always comes with fiber. And fiber prevents all that fructose from flooding into the body. But beware! Orange juice and other fruit drinks—even 100% fruit—along with “juiced” fruits that destroy the fiber, can provide a fructose jolt even greater than a can of Coke. 

There’s much, much more about the physiology of food and the biochemistry of obesity and its evil off-spring, metabolic syndrome, but I want to skip over that here to share another aspect of the book that proved compelling. 

Lustig emphasizes that obesity is not a matter of sloth and gluttony, as we’re often inclined to think. Lustig notes that we have a number of seats at what he terms “the table of blame” for obesity, with different “guests” having different degrees of culpability. While gluttony and sloth are usually seated at the head of the table commensurate with our individualistic culture and cult of “personal responsibility”, seats are also provided for:
  • the health insurance industry (“obesity is not a disease”); 
  • the medical profession (simple: eat less and exercise more);
  •  the “obesity profiteers” (selling diet books and plans); 
  • “fat activists” (it’s okay to be fat, “make bigger seats”); 
  • the commercial food industry (more food, more profits); and
  •  the federal government (keep crop prices high to please farmers; recommend a diet with lots of cheap carbs). 

Quite a list of suspects.  And all guilty in some measure, but not in the order that you may think. 

Lustig discounts sloth and gluttony as factors. This seems based on the fact that he’s a pediatrician and he can’t see blaming kids for their obesity. In fact, some obesity is the result of purely physiological defects in the body, such as a congenital lack of a hormone. But whatever the source, Lustig emphasizes that hormones drive behavior. And our outside environment shapes our hormonal environment (inside our body). “Biochemistry and hormones drive our behavior”. Id. 34. (If you doubt this, please consider a near-by teenager.) Lustig then expands our horizon: “The obesity pandemic is due to our altered biochemistry, which is a result of our altered environment.” Id. 30.

In the second part of the book especially, Lustig comes to grip with the fact that the worldwide obesity pandemic is a public health problem that screams for public policy remedies, but these remedies encounter the reality of political economics. Lustig discards the still-reigning paradigm of the rational, freely choosing individual as the model of decision-making. As Lustig notes, have you ever met a rational addict? Instead, he focuses on the larger environment of the political economy. (His insights reinforce my maxim that all economics is really political economy; that is, all decisions arise from within a framework shaped by political decisions and social habits created outside of market mechanisms.) Think about it: farmers are paid to grow corn and beans to supply all kinds of processed food (especially after the advent of high-fructose corn syrup). Food companies don’t make money selling raw fruits and veggies. They sell convenient, “tasty”, “low-fat” (extra sugar) foods at almost every street corner (including where we live in China). How do we continually say “no” in this environment? One can (I’m on it now), but it takes energy to say “no” to constant temptation. It’s the way of contemporary consumer capitalism. Lustig identifies the political and economic pressures that make eating healthy (i.e., real food) so challenging. He acknowledges that poor neighborhoods often only have access to a “convenience store” and a McDonald’s. When a mom arrives home late from work and the kids are hungry and cranky, what’s she going to do? Lustig sorts all of these issues out very well, and he isn’t afraid to mark sacred cows for extermination, although he’s enough of a realist to know that change will only come slowly. 

The depth and breadth of this book is truly amazing. It’s written by someone who writes as a scientist for non-scientists, combing the two registers with ease. For your own well-being and that of your loved ones, as well as to satisfy your scientific curiosity, I can’t recommend this book highly enough. 

And I have to admit—with some shame—that I’m glad that I read this book after our trip to Italy and all that delicious gelato. I’m on the sugar wagon now, but—Oh!—what a sweet farewell!

P.S. If you don't have time now to read the book, you might read "Is Sugar Toxic" by Gary Taubes. The article opens with a consideration of Lustig's work.